Friday, June 29, 2018

Why Postponing the New US-India Dialogue Matters, my essay for The Diplomat on the postponement of the 2+2 Dialogue, June 29, 2018

This week, I published a second essay for The Diplomat on why postponing the New US-India 2+2 Dialogue matters. The postponement may have been entirely a scheduling issue but such developments only exacerbate the challenges of managing differences in an important, complex relationship.



Speaking in New Delhi recently, Nikki Haley, U.S. ambassador to the United Nations, characterized the U.S.-India relationship as a high priority one saying, “Perhaps no other partnership has as much potential for global peace and prosperity over the next 10, 20, or 50 years.”

In reality, despite being a high priority, significant challenges remain for the relationship that require both sides to address, and recent developments have only compounded some of these. That was most recently demonstrated by the fact that even a supposedly regular mechanism such as the U.S.-India inaugural “2+2 dialogue” was postponed.

The U.S. Embassy in India issued a short statement saying that the dialogue postponement was “prompted by reasons entirely unrelated to the bilateral relationship.” As this article went to publication, reports indicate that Secretary of State Mike Pompeo will be travelling to North Korea next week, which suggests a possible reason for the postponement.

Irrespective of the details, the big picture is clear: even as Trump administration officials have reiterated that India is a priority country and high on the agenda, this is the second time that this new dialogue has been postponed within a year of its formulation.

For the full essay, click here.



This new dialogue initiative between India and the United States was agreed upon by the two sides during the visit of Prime Minister Narendra Modi to the United States in June 2017. Before the postponement, India’s Foreign Minister Sushma Swaraj and Defense Minister Nirmala Sitharaman were to travel to Washington, D.C. for this inaugural dialogue, where a number of tricky but significant issues were to be taken up.

The dialogue was meant to re-energize the relationship against the backdrop of a possible downward trend in trade and economic ties. It was also critical in the context of possible strains over the CAATSA (Countering America’s Adversaries Through Sanctions Act) issue – a law passed by the United States in August 2017 and which came into effect in January this year. CAATSA penalizes entities that undertake significant transactions with Russia in the intelligence or defense sectors. New Delhi engages Moscow on both these fronts, with the defense sector being more critical.

While U.S.-India relations have broadly been on the right track, there are clearly some troubles ahead. The postponement will add one more issue to the mix, particularly with respect to the ever-lingering perception that the United States is not giving sufficient importance to India. It will also add to the existing issues that were already slated to be discussed. Rescheduling the dialogue is not an insignificant task because a number of bilateral issues need attention now and could exacerbate if they are not addressed soon.

As an example, on the economic front, India announced last week that it will impose retaliatory tariff on 29 U.S. products that will take effect on August 4, in response to unilateral U.S. imposition of higher import duties on steel and aluminum from India. India had earlier asked the U.S. government to make an exemption for India but Washington did not heed the request.

The U.S. duties will increase the cost of steel exports to the United States by $198.6 million and aluminum exports by $42.4 million. India in this regard is also reported to be taking the United States to the World Trade Organization (WTO) dispute settlement mechanism. This could galvanize support from other countries as well, including the European Union (EU) and China. After a month of verbal retaliation, the EU has also begun taking more concrete steps. Japan, Mexico, Canada, and other countries are also considering similar responses to the U.S. imposition of duties. China has already imposed a series of measures targeting the United States, to which President Donald Trump has already threatened to retaliate.

The overall impact of these measures is unpredictable but potentially quite dangerous. More worryingly, the trade war is also bringing China and U.S. allies and partners together, thus strengthening Beijing and weakening efforts to counter its other more aggressive political and military tendencies.

Another reason for a quick rescheduling of the 2+2 dialogue is because of the CAATSA headache. Though New Delhi has diversified its defense trade partners, Moscow continues to dominate the Indian defense inventory to the tune of about 70 percent. Further, India’s plans to acquire important platforms including the S-400 air defense systems could run into serious problems.

Even as the CAATSA sanctions are not aimed at India, its security implications for India will be significant given the continuing Indian dependence on Russia for defense equipment. Congressman Joe Crowley, the House Democratic Caucus chairman recently ousted in a primary, while speaking at a U.S.-India Friendship event stated that CAATSA “is a serious issue that needs to be dealt [with]. There needs to be a dialogue between the U.S. and India. Our goal is not to sanction India.” He added that “understanding the needs that India has as a nation for self-defense as well … has to be taken into consideration.”

Given that the S-400 deal with Russia is an important one for New Delhi from a national security perspective, this is likely to be an issue at the 2+2 dialogue. Acknowledging this, Nisha Desai Biswal, the former assistant secretary of state for South and Central Asia and the current president of the U.S.-India Business Council said, “It is something that we are all mindful of and looking at very very carefully. But I do think that we need to acknowledge and address the continuing importance for India of its relationship with Russia and how we how we manage the way forward on that issue.”

If the United States wants a strong India as its partner, Washington cannot come up with such blanket sanctions that might hamper its defense capacity-building. This could also increase some of the fears that the United States is not a credible and secure defense partner.

A third issue that needs attention is the Communications, Compatibility, Security Agreement (COMCASA), an agreement that will offer a legal framework for India to obtain more secure, encrypted, and advanced communication equipment from the United States. This would in turn create better interoperability between the two militaries as also with other militaries that use U.S.-origin platforms with similar communication links.

The framework agreement, originally called the Communication and Information on Security Memorandum of Agreement (CISMOA) was changed to COMCASA to suit India-specific requirements. This is part of the three foundational agreements that the United States has sought with India in order to further the India-U.S. defense partnership. India in August 2016 signed the Logistics Exchange Memorandum of Agreement (LEMOA), which was earlier called the Logistics Services Agreement (LSA).

Looking at the slow pace with which India approached the LEMOA and the negotiations underway for signing the COMCASA, the third agreement, Basic Exchange and Cooperation Agreement for Geospatial Cooperation (BECA) will be a long off. Reports indicate that India and the United States are closer to signing the COMCASA, and officials familiar with the negotiations say that it only needs the political will to sign. A lot of ground was believed to be covered during the visit of Foreign Secretary Vijay Gokhale and Defense Secretary Sanjay Mitra to the United States earlier in April.

These agreements are significant because they are critical for aspects of cooperation to go forward. As an example, India’s plans to buy Guardian Avenger armed drones from the United States cannot be expected to progress if COMCASA is not signed.

It is unclear if there are technical glitches to India signing the agreement. Some reports indicate that India is concerned about possible “intrusive American access to Indian military communication systems, and about the violation of Indian sovereignty due to visits by U.S. inspectors to Indian bases to inspect the COMCASA-safeguarded equipment.” It is also argued that India’s Russian dominant defense inventory “may not be compatible” with COMCASA. But like LEMOA, the Indian opposition is almost entirely political in nature.

While each of these issues can be problematic, both New Delhi and Washington need to be mindful of the larger Asian strategic issues that have brought the two closer in the first place. If the United States wants to see a capable India that is able to balance China in an effective manner, Washington has to become more understanding of some of India’s choices. Equally, New Delhi needs to be more pragmatic about which fights it wants to pick with the United States on what issue and what it stands to lose.

Whether the two sides can accomplish this is the question. Postponing the dialogue may have been unavoidable, but it does not help either India or the United States in working out a path forward.

The Trouble with India’s Indian Ocean Diplomacy - June 26, 2018

Earlier in the week, I published a short essay on India's Indian Ocean diplomacy, where New Delhi’s record is more mixed than some of the headlines seem to suggest. I looked at three recent Indian maritime outreach: to Indonesia, Seychelles and Maldives.



For the full essay, click here.



India has for a long time had a “continental outlook,” with insufficient attention paid to maritime aspects of security. But this has begun to change over the last two decades, a reflection of India’s growing economy and the resultant need for secure trade routes and the growing security competition in the maritime space as a consequence of China’s naval expansion.

One aspect of this shift has been India’s efforts to build security partnerships in the Indian Ocean region. On this score, the record of India’s strategic shift is at best mixed. Indeed, while there are often headlines about India’s successes, with an example being India’s outreach to Indonesia with India gaining access to a strategically vital Sabang port earlier this month, in fact, India’s efforts to partner with other states have actually been less than successful, be it an agreement with Seychelles or the Maldives.

The India-Indonesia agreement to jointly develop a strategic Indian Ocean port, Sabang, which lies at the tip of the Sumatra Island and close to the Malacca Strait, has been a clear success. During the recent visit of Modi to Indonesia in May, Indonesian President Joko Widodo told the press, “India is a strategic defence partner… and we will continue to advance our cooperation in developing infrastructure, including at Sabang Island and the Andaman Islands.” Earlier, Indonesia’s maritime coordinating minister, Luhut Pandjaitan is reported to have told the media that the Sabang port can be developed to handle commercial vessels as well as warships including submarines. Clearly, Modi’s Indonesia maritime gambit worked out in India’s favor, though it is important to emphasize as well that Indonesia’s own concerns with China’s expansion has been an important factor here.

Less successful has been India’s venture in Seychelles, where India had signed an agreement for developing a naval base on Assumption Island focusing on “development, management, operation and maintenance of facilities.” This was to be a joint initiative that India was to execute per the request from the Seychelles government. India was to upgrade the jetty, renovate the airstrip, and construct housing for the National Coast Guard of Seychelles. The goal was to help Seychelles step up its capacity to patrol the vast Exclusive Economic Zone (EEZ) (1.3 million square kilometers) including near the Mozambique Channel, from poaching, illegal fishing, and drug and human trafficking.

However, the agreement, which was signed originally in March 2015, was renegotiated at the request of the Seychelles government because of concerns expressed by the Opposition in the National Assembly. The current government does not enjoy a majority in the National Assembly and the opposition was not entirely convinced of the agreement with India. In an Indian Parliament question and answer session, Minister of State for External Affairs, Gen. (Dr.) VK Singh stated, “As per the terms of the agreement, the facilities on Assumption Island will be funded by India, owned by Seychelles and jointly managed by both sides.”

The revised agreement signed on January 27, 2018 attempted to clarify many aspects relating to ownership and conditions for Indian use. The revised agreement says that the sovereignty over the Assumption Island will still be with the Seychelles and that New Delhi cannot use the facility during war times or let vessels with nuclear materials use these facilities.

The opposition leader, Wavel Ramkalawan of Linyon Demokratik Seselwa (LDS) party, has raised several objections to the agreement including that stationing of Indian military and presence of Indian technical workers in the small island could lead to an Indian dominance of the local economy. Among other things, he was also concerned that an Indian facility could spark a regional competition between India and China because a deal with India for a base could force Seychelles to take sides.

This is a setback for India. Seychelles and India have traditionally been close defense partners. round 70 percent of the Seychelles’ military is trained by India, and in 2017, 11 Indian naval ships visited Seychelles, and eight so far this year. India established a coastal radar surveillance radar system in Seychelles in 2016 and India has also given Mahe three patrol ships and a Dornier aircraft.

In a possible effort to soften up and win over the opposition, India is reported to be donating another Dornier to the Seychelles this month. New Delhi is also exploring a trilateral cooperation involving France which could go a long way in protecting India’s maritime security interests while restricting China’s larger footprint in the region. France, for its part, has also been seeking to improve bilateral maritime ties with the island nation.

Gaining access to a facility in the Indian Ocean island nation would have been significant for India in the backdrop of China’s recently developed naval base in Djibouti. But India failed in reaching out to the Seychelles’ opposition parties, especially considering the fact that the Seychelles President Danny Faure had briefed Modi on the difficulties in implementing the agreement when the two met at the Commonwealth meeting in April this year. The visit of the Seychelles President to India this week offers New Delhi some additional opportunities to make up for lost ground in this regard.

By comparison, India’s efforts in the Maldives has turned ugly. The recent crisis in Maldives began with the imposition of Emergency by President Abdulla Yameen, openly disregarding calls from India to respect rule of law and democratic institutions. But for India, more pertinently, the bigger concern has been Maldives’ growing strategic proximity to China. Male’s endorsement of the Belt and Road Initiative and its maritime component, the Maritime Silk Road and the signing of the free trade agreement with China have infuriated the Indian leadership.

The relationship had already been spiraling downward for several months. But recent reports, such as those about job advertisements which categorically state “Indians need not apply” and reports of visa denial to Indians, will likely only further exacerbate tensions. Further, it is believed that India voted against and even campaigned against Maldives in its recent bid to secure a non-permanent seat to the UN Security Council for a period of two years.

India’s successes and failures are at least partly the consequence of the proximity of the threat. Both Seychelles and Maldives may see India as a bigger problem than China simply because of proximity, with the situation reversed to some extent in the Indonesian case. But this cannot become an excuse either. India’s diplomacy needs to get more nimble-footed to influence other countries if it wants to compete effectively with China.

Saturday, June 16, 2018

What’s Next for the India-Russia Strategic Partnership? - June 16, 2018

I wrote a second piece this week for The Diplomat on what’s next for the India-Russia strategic partnership.

When Indian Prime Minister Narendra Modi and Russian President Vladimir Putin had an “informal” meeting in Sochi in late May, the two leaders discussed a number of bilateral issues such as military and defense cooperation and international issues relevant to both India and Russia. The meeting once again put the attention on the strategic partnership between New Delhi and Moscow, which continues to be significant, but also faces a number of challenges.

For the full essay, click here.



Many of the areas of convergence were unsurprisingly on display during the meeting at Sochi. In terms of outlook, the two leaders endorsed and emphasized the importance of their Special and Privileged Strategic Partnership for global peace and stability and the role of the two in shaping “an open and equitable world order.” Both Modi and Putin underlined the need to develop “a multipolar world order” while increasing consultations and coordination including on the Indo-Pacific, even though the two sides differ in their characterization. Foreign Minister Lavrov, while speaking to the media on the informal summit, talked about it as the Asia-Pacific region, a formulation preferred by China, whereas the Indian Ministry of External Affairs referred to it as the Indo-Pacific region. Putin and Modi also reiterated the importance of continuing their work together in platforms such as the United Nations, Shanghai Cooperation Organization (SCO), Brazil, Russia, India, China, South Africa (BRICS), and G-20.

Issue-wise, cooperation in the energy and economic sectors dominated the two leaders’ discussions. The progress seen in the bilateral trade – about 20 percent in 2017 and about 40 percent in the first few months of 2018 – was highlighted by both sides. In an effort to keep up the momentum, the NITI AAYOG and the Russian Ministry of Economic Development will be engaged in an annual strategic economic dialogue.

Nevertheless, it is the civil nuclear energy and defense cooperation that will dominate the relationship. The technical aspects for the construction of the fifth and sixth units of the Kudankulam nuclear power plant (NPP) have been finalized by Rosatom. During a recent visit to the NPP manufacturing site in Rostov sponsored by Rosatom, I was able to witness the progress of these including the units that will be transported to Kudankulam.

More fundamentally, while the two leaders highlighted the tried and tested nature of their partnership, in truth India-Russia ties have been lately going through a rough patch. For more than a decade now, the bilateral relationship has been characterized by increasing strains.

Several factors have contributed to it. For one, in the wake of the Ukraine crisis in 2013, it is clear that Russia wanted China’s support because China’s opinion carries greater weight globally than India’s. This is evident in the continued strategic outreach efforts made by Russia towards China, further reflected in a number of strategic agreements between Moscow and Beijing. The manner in which Putin in 2013 rapidly wrapped up an agreement on natural gas sale to China for 30 years – negotiations that had been dragging on for a decade – was a reflection of Moscow’s eagerness to work with China. This was over and above the earlier deals in 2009 and 2013 for the sale of oil on a long-term basis.

But far more consequential is the Russian sale of weapons systems to China that have direct security implications for India. Moscow’s sale of Su-30 30MKK/MK2 fighters and especially the Su-35 are likely to have an immediate and tangible impact on the Sino-Indian military balance and India’s security. Then there is the sale of S-400 long-range anti-aircraft missiles, which China is reportedly already deploying, though it seems like India may get the same system too.

Second, India’s efforts at diversifying its defense procurement and thus bringing in other partners such as the United States, Israel, and France has also impacted the relations. In the absence of a strong bilateral economic and trade relationship, India-Russia relations must have a robust defense ties and any downgrading of those ties could have adverse impact on the overall state of India-Russia ties. Till a few years ago, India’s largest defense trade partner was Russia, but Israel and the United States have overtaken Russia in the last few years.

Even so, India’s defense inventory continues to be dominated by Soviet/Russian systems, to the tune of close to 70 percent. Also, when it comes to certain critical platforms such as nuclear submarines, Russia’s importance cannot be understated. Therefore, as India engages in the process of diversifying its defense trade partners, perception management and explaining the rationale and imperative to Russia will go a long way in assuaging Moscow’s concerns about India’s leanings.

Third and possibly the most significant has been India’s growing proximity to the United States. Driven by fear of China, India has grown strategically closer to Washington in recent years, though lately New Delhi’s foreign policy leaning may appear a lot more confused. Prime Minister Modi’s Shangri-La Dialogue speech earlier this month in Singapore was a good reflection of this.

These three developments have dampened bilateral relations between India and Russia. For India, the critical question is whether Russia will stand by India in any dispute with China. Moscow’s stand during last year’s Doklam crisis did not inspire much confidence in New Delhi. On the other hand, New Delhi understands that it cannot afford to drive Moscow into Beijing’s hands. Any strategic partnership between Russia and China does not augur well for India. Whether India can do much about this is unclear, but New Delhi is definitely trying.

Friday, June 15, 2018

Can India Make Headway in the Nuclear Suppliers Group in 2018? - June 14, 2018

My third essay in June for The Diplomat - Can India Make Headway in the Nuclear Suppliers Group in 2018? - focused on the NSG plenary that is underway this week and examining India's NSG membership issue. How likely is the NSG to discuss and make progress on the issue? Despite New Delhi’s continued hopes and some encouraging signs, significant challenges remain.


Becoming an NSG member would be a major foreign policy achievement for the Modi government but given China’s opposition, it is unlikely that this week’s plenary will see any forward movement. Nevertheless, given India’s technological advancements and its potential to engage in nuclear commerce in the future, it should be an imperative for the participating governments to bring India into the NSG tent rather than leave it outside.

For the full essay, click here.



The next plenary of the Nuclear Suppliers Group (NSG) is taking place this week, and a second plenary for the year later in December. India is making some serious but quiet efforts to garner support for its membership into the group, an exclusive club of 48 nuclear supplier countries.

The NSG strives to uphold and strengthen the nonproliferation architecture by implementing its own guidelines to regulate nuclear commerce. India has now become a member of three of the four export control mechanisms that deal with weapons of mass destruction (WMD) and other strategic technologies – the Missile Technology Control Regime (MTCR) in June 2016, the Wassenaar Arrangement in December 2017, and the Australia Group in January 2018.

Upon admission into the Australia Group, the group announced, “With its admission into the AG, India has demonstrated the will to implement rigorous controls of high standards in international trade, and its capacity to adapt its national regulatory system to meet the necessities of its expanding economy.” With accession to the three export control regimes, India has attempted to prove its nonproliferation credentials, particularly important because India is not a signatory to the Nuclear Non-Proliferation Treaty (NPT).

Becoming an NSG member would be a major foreign policy achievement for the Modi government but given China’s opposition, it is unlikely that this week’s plenary will see any forward movement. Nevertheless, given India’s technological advancements and its potential to engage in nuclear commerce in the future, it should be an imperative for the participating governments to bring India into the NSG tent rather than leave it outside.

India’s membership bid was first taken up for discussion at the Seoul plenary in June 2016 but Beijing at first even refused to entertain India’s case for discussion, using as an excuse India’s refusal to join the NPT. Though they were some other countries that were also unenthusiastic about India’s membership, it was China’s opposition that scuttled India’s entry into the NSG. The question is whether the recent bonhomie between India and China following the informal summit in Wuhan changed ground realities in India’s favor.

Indian security analysts believe that things are looking up for India. Many believe that there is a considerable shift in India-China relations after Modi’s meeting with Xi in Wuhan on April 27 and 28. While there is a general mood of optimism in the air and the optics of the relationship have improved, it is too early to suggest concrete positive changes in the bilateral relations between the two. Since the NSG makes decisions on the basis of consensus, there is little chance of India being able to join the NSG unless China drops its opposition.

Currently, India is believed to have undertaken some quiet diplomacy in reaching out to strategic partners and friends to push India’s membership at the upcoming NSG plenary. India has been in touch with countries such as the United States, Russia, and the Netherlands to make a concerted push at this week’s plenary.

The Netherlands Prime Minister Mark Rutte, during his recent visit to India reaffirmed the Dutch support to India’s NSG aspirations. The joint statement issued at the end of the visit noted, “In order to further strengthen global non-proliferation, the Netherlands reaffirmed its strong support to building consensus among regimes’ members on the issue of India’s membership to the Nuclear Suppliers Group; recognizing that India’s accession will add value to the aims and objectives of these regimes.”

It is not clear as to what extent these countries have been successful in effecting a change of mind in Beijing. India has also been articulating the need to have a merit-based approach while considering new applicants. India’s clean nonproliferation track record along with the NSG waiver in 2008 should strengthen the case for India. But there is also some understandable fear that member-states will get stuck at first establishing criteria to consider new membership cases.

Meanwhile, India is also trying to work with other countries such as Brazil, Argentina and South Africa, to head-off any procedural issue – which usually is an excuse — with examining the Indian application. South Africa has more than on one occasion extended support to India’s NSG membership bid.

India’s heightened diplomatic outreach to many of the NSG member countries is testament to the importance of this to the Modi Government. In May this year, the two ministers from the Ministry of External Affairs, MJ Akbar and VK Singh, were in Austria and Argentina respectively pushing the NSG agenda. India also hosted the foreign minister of Serbia in May.

But clearly, the big puzzle is China. If China were to behave as a more magnanimous power, it could change not only Sino-Indian relations for the better, but potentially wider Asian power dynamics as well. But this is far from certain.

My contribution to the ChinaFile Conversation this week - One Year After They Almost Went to War, Can China and India Get Along?

This week's ChinaFile Conversation @AsiaSociety focused on India-China relations, specifically looking at the likelihood of another border stand-off that might erupt in the near future - One Year After They Almost Went to War, Can China and India Get Along?. This is a pertinent question to ask, a year after the Doklam conflict. The ChinaFile Conversation carried short write-ups from other experts as well, including: Jeff Smith, Oriana Skylar Mastro, Sameer Lalwani.


I argue that even as Sino-Indian relations have stabilized since the serious military confrontation last year at Doklam, the fundamental problems between the two sides continue to persist. The “informal” Wuhan summit between President Xi and Prime Minister Modi was touted as the “reset” in the bilateral relations. The two leaders have met again at the Shanghai Cooperation Organization Summit, and there are more meetings planned. The talks are believed to have improved understanding between the two sides even as substantive issues between India and China remain.
Though there is optimism, there appears to have been no significant progress made on issues that are crucial to both sides.

For the full article, click here.



Though there is optimism, there appears to have been no significant progress made on issues that are crucial to both sides. Beijing has yet to accept India’s concerns on the Belt and Road Initiative (BRI), especially the China-Pakistan Economic Corridor (CPEC) branch of the BRI, or support India’s bid to join the Nuclear Suppliers Group (NSG) or India’s efforts to use multilateral tools to contain Pakistan’s support for terrorism. India remains concerned also about China’s greater role and presence in the maritime space in India’s neighborhood, and China has not taken steps to reassure India that its intentions are benign.

For China, India’s lack of endorsement of the BRI may still irritate. India has supported regional connectivity proposals, but New Delhi has articulated that “connectivity initiatives must be based on universally recognized international norms, good governance, rule of law, openness, transparency and equality, and must be pursued in a manner that respects sovereignty and territorial integrity.” Accordingly, the Indian Ministry of External Affairs has stated that the “so-called ‘China-Pakistan Economic Corridor’ violates India’s sovereign.”

While these are important parameters for both India and China to judge the state of the relations, a more critical and a deep-rooted problem is the competition for the Asian strategic space. Beijing believes its rise is a natural phenomenon and it approaches the world in a hierarchical manner, which is increasingly problematic for a number of countries in the Indo-Pacific, including India. The speech delivered by China’s Vice Foreign Minister Liu Zhenmin at the sixth Xiangshan Forum, held in October 2015, reveals China’s view: he spoke about the responsibility of “big countries” in not creating spheres of influence while small and medium countries should not take sides between big countries. The Chinese division of the international system into big, medium, and small countries itself reflects China’s hierarchical view of the international system and the differentiated role that it has assigned to itself as a big country and to its neighbors as small countries that ought to know their place. This line of thinking repeated itself when President Xi discussed with President Obama the format for developing a new pattern of major country relations. Such an approach is hardly the way to reassure its neighbors or win friends. The Asian strategic order that China seems to want is one where it sees itself as the hegemon. Therefore, even as relations have become warmer, it is unlikely that Sino-Indian relations have stabilized for good. Border stand-offs like Doklam are just the beginning of a troubling phase in Asian security.

Time for Global Action Against Radiological Threats

In my second essay for The Diplomat, I focused on the radiological security threats and argued the need to streamline global efforts to confront this challenge. Despite the serious security, environmental and health risks from radiological sources, global mechanisms to regulate this sector has been far and few.

As a general proposition, the security of nuclear and radiological materials has been a global concern since the disintegration of the Soviet Union, when there were fears that these materials and expertise from Soviet Union would fall into the wrong hands.

But the issue only really gained serious attention only after the 9/11 terrorist attacks in the United States. In its aftermath of the incident, there were genuine worries that terrorists may get hold of these materials.

The fears are not unfounded – according to the International Atomic Energy Agency (IAEA) Incident and Trafficking Database (ITDB), there were a total of 2,889 confirmed incidents involving nuclear and radiological materials between 1993 and 2015. Though only around 25 countries around the world have nuclear materials in their possession, radiological sources are far more widely available because of their dual-use nature and their use for medicinal, industrial, and agricultural purposes.

While there are a number of radioactive materials, not all pose serious risks. Some of the high-risk category materials include cobalt-60, cesium-137, iridium-192, strontium-90, americium-241, californium-258, plutonium-238, and radium-226. The risks of each of these sources depends on the amount of radioisotope present in the source, the kind of exposure, and the kind of radiation it emits, among other things. Cesium-137 is one of the materials which raises concerns as it is easily available because of its large-scale use in the medical and other commercial sectors. There have been a number of incidents of theft and illicit trafficking of cesium-137.

Radiological material in the hands of terrorists could pose serious risks because it could be used it to develop a dirty bomb, what is called a Radiological Dispersal Device (RDD). Their widespread use makes it impractical to control them. While these materials cannot be used to make weapons of mass destruction (WMD), they could create massive disruption.

For the full essay, click here.



An RDD weapon will not result in mass casualties. But they could cause mass panic, especially in places that are densely populated. In addition, these weapons could have economic, psychological, and social impacts. Anne Harrington, the U.S. National Nuclear Security Administration’s Deputy Associate Administrator for Defense Nuclear Nonproliferation outlined these in 2014: “An RDD detonated in a major metropolitan area could result in economic costs in the billions of dollars as a result of evacuations, relocations, cleanup, and lost wages.”

In addition to RDDs, radiological materials can also be used to make a Radiation Emission Device (RED), which can spread radiation to a large number of people if kept in an enclosed location such as a train compartment.

While national level measures need to be introduced and streamlined, equally important is the need to strengthen global measures to prevent and mitigate the threats from radiological weapons. Given its wide applications in the civilian sectors, maintaining a global inventory of radiological sources through national channels is an important requirement. A national registry of such materials can be made mandatory only if there is collective effort at the global level.

Additionally, monitoring “orphan” materials that have been discarded by hospitals and industries, military and laboratories also need to be brought under a global framework. A serious incident took place in Brazil in 1987 when a hospital that was using cesium-137 shifted to a new campus but carelessly discarded a teletherapy unit in its old premises. The locals who dismantled the unit had no clue of the dangerous material that they were being exposed to, resulting in four deaths.

Asia, too, is not immune from this radiological threat. There has been an incident in Bangkok when an individual was arrested with 66 pounds of cesium-137. There was also an incident in India in 2010 that involved Cobalt-60. Each of these incidents happened due to oversight, improper handling and disposal of radiological sources. All of these are indicative of the flaws in the current systems and regulations and therefore suggestive of the urgent need to write or strengthen global measures for radiological security.

Despite the high-risks from radiological sources, there are no legally-binding mechanisms regulating the spread and use of these sources. The IAEA has, for instance, a non-legally binding “Code of Conduct on the Safety and Security of Radioactive Sources,” published in January 2004 but these, as the name suggests, are merely suggestions for states to voluntarily adopt. There is an additional document called the “Guidance on the Import and Export of Radioactive Sources,” approved and issued originally in September 2004, which is also not mandatory.

Therefore, one of the first steps that the IAEA members and others must consider are ways to review and strengthen the existing international radiological security measures. Developing a binding agreement for securing radiological materials and expanding the support base for the IAEA Code of Conduct will be the first baby step to developing more holistic measures.

It is a shame that all the IAEA member states are not yet parties to the Code of Conduct. While many countries have argued that there must be a binding Convention developed for radiological security, it is more important to get sufficient endorsements to the existing Code before moving towards a formal, mandatory Convention. Also, given the current state of relations among the great powers, the likelihood of developing consensus, especially for mandatory, legal instruments appears bleak.

Therefore, states must consider simpler and pragmatic steps to control pilferage of radioactive sources especially those used in medical facilities, as they are least protected physically. Better licensing procedures and accounting of materials used in industries and medical sectors also need to be instituted to avoid theft and illegal possession.

Meanwhile, as a long-term solution, states need to work on alternate technologies to reduce dependency on such high-risk sources. The IAEA has, for instance, begun exploring alternate sources to cobalt-60 and cesium-137, which are two of the most widely used radiological materials used in hospitals and industries. But states also need to be given incentives to make the shift from cobalt-60 and cesium-137 to less riskier options.

Last but not the least, there should be a global effort to convening forums such as the Nuclear Security Summit for radiological security that can bring focused attention to an otherwise neglected area of security. Such an initiative could bring multiple stakeholders including industry who could also share their best practices which may help in shaping future instruments.

my Shangri-La Dialogue Remarks

This was my second time at the IISS Shangri-La Dialogue which is Asia's premier defence summit, a unique meeting of ministers and delegates from over 50 countries. 2017 was my first appearance at this premier Dialogue and I had contributed an essay on India's evolving strategic response to China which appeared in the IISS' Regional Security Assessment 2017.

This year, the keynote address was delivered by Indian Prime Minister Narendra Modi. This was a much-awaited one, particularly because of the general low-key and irregular participation from the Indian establishment.

This time around, the IISS organised an inaugural female leaders panel to talk about the strategic implications of new technology on the security dynamics in the Indo-Pacific. It was a terrific panel featuring Australian Minister of Defence Ms. Marise Payne, Canadian Deputy Minister of Defence Ms. Jody Thomas and CEO of Boeing Defence, Space and Security Ms. Leanne Caret and ably chaired by the IISS’ Deputy Director General Dr. Kori Schake. My brief was to look at the nuclear and space advancements and competition in the Asia Pacific, and also the strategic competition between India and China in the Asia Pacific as it relates to these two domains.

Here is the synopsis of my remarks.

Asia is already rife with mistrust, rivalry, competition and both nuclear and space domains are beginning to see a fresh phase of competition. This is a reflection of the larger geopolitical competition in the Asia Pacific and beyond. While there are several factors that have driven this competition, China’s rise has been most consequential. The rise of China and the strategic uncertainties it has created has necessitated countries like India, US, Japan, Australia and other like-minded countries to come together, though this is still at a nascent stage. The augmentation of nuclear and space capabilities will only accentuate the already existing tensions.

I outlined two sets of concerns each with regard to nuclear and space technologies. On the nuclear front, the key concern is potentially the inability of the nuclear non-proliferation regime to deal with the many challenges which present with serious problems for strategic stability. One is the development of hypersonic weapons. A key problem here is that such weapons can increase the potential for surprise attacks, because of the difficulty of detecting and countering them. This could lead to a destabilizing arms race spiral between key great powers in the region, all of whom are working on developing these weapons. An additional problem is that hypersonic weapons potentially erode the line between conventional and nuclear weapons, which will also increase instability. Another evolving technology is BMD, which also has similar problems.

Coming to outer space issues, two issues stand out. There is a growing intensity of competition which is partially due to the increasing number of commercial players and partially due to underlying geopolitical tensions. Outer space has become one more area of the strategic competition on Earth, as seen during the Cold War. This means that the race to return to the moon, as well as to explore the moon and asteroids for mining and resource extraction, are likely to intensify in the coming years. Two, the number of countries using space assets to step up their military capabilities and national security functions has gone up. Also, the fact that states are looking at space utilization for conventional military operations as against the use for strategic operations in the earlier decades, has added a new dimension.

Over and above, automation, machine learning and AI bring in new dynamics to security in the Asia-Pacific.

Finally, I took a couple of minutes to speak about the strategic competition primarily between India and China in the nuclear and space arenas. India’s nuclear weapons programme has been evolving at a slow but steady pace, and it can be expected to continue expanding in both quantity and quality. Like in space and other areas, much of this expansion is driven by the need to build adequate deterrent capacity against China. It is estimated that India currently has around 100 nuclear warheads, of which only half are strategic missiles. But most of India’s long-range missiles are not sufficiently long enough to cover all of China unless they are deployed in northern India. This is true of both the land-based and submarine-based missiles. This means that India will continue developing its capabilities for the near- to long-term but this could trigger negative reactions from China on the one side, and from Pakistan from the other.

However, it must be noted that India is at least a couple of generations behind China and India is not in competition with China in numerical terms but the need to develop certain capabilities and capacities as a deterrent against China will continue. In the space sector, demonstration of China’s military space capabilities, including ASATs, is driving the militarization of India’s space program. This will propel further competition between these two powers.


Type rest of the post here

Thursday, June 14, 2018

The Strategic Logic of Modi’s Indonesia Visit - my OpEd in The Diplomat, June 6, 2018

It has been a busy month and I am once again lagging behind in writing my posts but let me try and get up-to-date.

In the first week of June, I wrote a piece for The Diplomat looking at the strategic logic of Modi's Indonesia visit. Modi undertook a three-nation Southeast tour before heading to make his maiden speech at the Shangri-La Dialogue. His short visit to Malaysia was importance because of the change in leadership in Kuala Lumpur but I thought his Indonesia visit was a really substantial one. This visit has been planned for a while and the trip reinforced both the growing strategic alignment between New Delhi and Jakarta as well as its limits.

Last week, Indian Prime Minister Narendra Modi was on a three-nation visit to Southeast Asia – Indonesia, Malaysia, and Singapore – in an effort to give a fillip to India’s ‘Act East’ Policy. India’s Act East Policy acquired fresh momentum when Modi re-launched the original Look East Policy at the East Asia Summit in 2014. Most recently, the leaders of the ten Association of Southeast Asian Nations (ASEAN) countries were in India for the 69th Republic Day celebrations in January 2018, a reflection of the growing strategic convergence between India and Southeast Asia in ensuring a free, open, and transparent Indo-Pacific.

Driven by the China factor, Modi’s visit to the three key states in Southeast Asia has the potential to propel greater strategic engagement especially in the maritime domain, but India’s capacity and strategic interest in playing a proactive role in the region is key. The most interesting of the three stops was Modi’s visit to Indonesia.

For the full essay, click here.



Indonesia remains a key player within Southeast Asia for several reasons. Most clearly, Indonesia will be essential in extending India’s maritime outreach. Indonesia is the largest archipelagic state, and has a coastline of 108,000 kilometers, 17,504 islands, and a total of maritime areas of 6,400,000 square kilometers, including its Exclusive Economic Zone (EEZ). The distance from India’s Andaman Islands to Indonesia’s Aceh province is barely 80 nautical miles, underscoring the importance to both India and Indonesia of the importance of enhanced maritime cooperation for the continuing peace, stability and economic prosperity of the Indo-Pacific region.

These make India and Indonesia two key maritime powers in the Indo-Pacific, and the two navies have partnered in naval exercises for several years now with naval ships patrolling between the Andaman Sea and Malacca Straits. But it has also become clear that is is time to deepen these engagements in the light of the changing strategic dynamics in the broader Indo-Pacific front.

Modi’s visit to Jakarta from May 29-30 witnessed extensive strategic discussions with President Joko “Jokowi” Widodo on everything from maritime issues to outer space and broader defense cooperation. According to the joint statement signed by the two leaders, the big underlying emphasis was the “importance of achieving a free, open, transparent, rules-based, peaceful, prosperous and inclusive Indo-Pacific region, where sovereignty and territorial integrity, international law, in particular UNCLOS, freedom of navigation and overflight, sustainable development and an open, free, fair and mutually beneficial trade and investment system are respected.”

Modi and Jokowi emphasized also the importance of rule of law, in particular the 1982 UN Convention on the Law of Sea (UNCLOS), clearly with China’s recent behavior in mind. Elevating the importance of Andaman Islands and increasing maritime connectivity were also emphasized during the visit.

Indonesia has also shown some interest in joining the Bay of Bengal initiative, which appears sensible both from an economic and security perspective. Given the geographical proximity of the Andaman Island with Sumatra Island to the south, Indonesia should be part of this initiative. The Lombok Strait also provides “an easy access to the Indian Ocean and Australia.”

India has also shown interest in joining the Malacca Straits Patrol (MSP), a four-nation arrangement between Indonesia, Malaysia, Singapore, and Thailand for exchange of intelligence, and coordinated air and sea patrol through the Malacca Straits. But India may have to wait a bit on this. For one, New Delhi does not appear to have paid much attention to the mechanics of how the MSP operations actually work. For instance, a meeting among technical experts on May 10 explored the issue but it is reported that “both sides quickly realised that the Indian side had not fully come to grips with the nuts and bolts of the MSP.” India expected that its navy could undertake patrols in the Malacca Straits, whereas under the MSP, each of the four countries do “coordinated patrols” within their own territorial waters and do not cross into each other’s waters.

Similarly, New Delhi also appears not to have understood how MSP aerial patrols work, assuming that Indian aircraft could patrol on their own in the region, which is not the MSP practice. New Delhi will have to prepare much more professionally in future engagements. As a political face-saver, the joint statement issued by the Modi and Jokowi simply noted that the technical experts meeting on May 10 was “to explore ways in enhancing strategic technical cooperation on maritime security.”

For another, Indonesia and others in the MSP also appear to worry about setting a precedent that China can exploit if they allow an extra-regional power such as India join the MSP. These are understandable concerns, and New Delhi and the MSP countries will have to figure out carefully how they can cooperate but at a pace and manner that is comfortable for all.

India appears to have assumed that China’s aggressive push in South China Sea would make Southeast Asian states welcome India with open arms, but New Delhi must realize they have their own concerns about antagonizing China. Nonetheless, there is an underlying commonality of strategic concerns that can be the foundation for deepening ties, even if both sides have to be careful in how they proceed. But proceed they must.


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